Financial and business terms. 2012.
specialist — On an exchange, the member firm that is designated as the market maker ( or dealer for a listed common stock). Member of a stock exchange who maintains a fair and orderly market in one or more securities. Only one specialist can be designated for … Financial and business terms
Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… … Wikipedia
Specialist — On an exchange, the member firm that is designated as the market maker (or dealer for a listed common stock). Only one specialist can be designated for a given stock, but dealers may be specialists for several stocks. In contrast, there can be… … Financial and business terms
specialist's book — Chronological record maintained by a specialist that includes the specialist s own inventory of securities, market orders to sell short, and limit orders and stop orders that other stock exchange members have placed with the specialist. Bloomberg … Financial and business terms
specialist block purchase and sale — purchase of a large number of securities by a specialist for himself or to pass on to another floor trader or block buyer. Bloomberg Financial Dictionary … Financial and business terms
specialist — /spesh euh list/, n. 1. a person who devotes himself or herself to one subject or to one particular branch of a subject or pursuit. 2. a medical practitioner who devotes attention to a particular class of diseases, patients, etc. 3. U.S. Army. an … Universalium
Professional Securities Market — (PSM) A trading platform operated and regulated by the London Stock Exchange. It is a listed market, and PSM securities are admitted to the Official List but it is not a regulated market for the purposes of the Prospectus Directive. It is… … Law dictionary
Canadian Securities Institute — CSI Global Education Inc. (CSI) is a Canadian financial services education company that provides courses and credentials for financial services professionals (individuals and corporations) across all pillars of the financial services industry.… … Wikipedia
Berkshire Capital Securities — Infobox Company company name = Berkshire Capital company type = Private Ownership foundation = 1983 location = industry = Investment Banking employees = 35 homepage = [http://www.berkshirecapitalcorporation.com/] Berkshire Capital Securities is a … Wikipedia
Certified Fund Specialist - CFS — A certification indicating an individual s expertise in mutual funds and the mutual fund industry. These individuals advise clients on which mutual funds best suit their particular needs. The CFS designation does not license individuals to buy or … Investment dictionary
